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28

trademark law, Financial Industry Regulatory Authority, Inc. jobs.

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Legal Intern, Office of General Counsel - CPAG - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
databases. Perform legal research and writing using Lexis, Bloomberg, FINRA rules, federal securities laws, and SEC filings. Assist in preparing court exhibits. Help staff prepare for conference calls and...
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Regulatory Analyst - Market Regulation, Options Regulation - Chicago, IL

Financial Industry Regulatory Authority, Inc. All jobs » | Chicago, Illinois, United States
industry demonstrating research/analytical skills. A minimum of one year of directly related experience. Knowledge of relevant securities laws, rules and regulations enforced by FINRA. Knowledge...
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Examiner - Member Regulation, Sales Practice - Dallas, TX

Financial Industry Regulatory Authority, Inc. All jobs » | Dallas, Texas, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Examiner - Member Regulation, Sales Practice - Philadelphia, PA

Financial Industry Regulatory Authority, Inc. All jobs » | Philadelphia, Pennsylvania, United States
; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution...
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Examiner, ANC - Member Regulation, ROOR - New York, NY

Financial Industry Regulatory Authority, Inc. All jobs » | New York, New York, United States
; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest...
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Associate Examiner - 2018 Training Program - Member Regulation, ROOR - New York, NY

Financial Industry Regulatory Authority, Inc. All jobs » | New York, New York, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Manager - Market Regulation - Trade Reporting - Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Examiner - Member Regulation, Sales Practice - Denver, CO

Financial Industry Regulatory Authority, Inc. All jobs » | Denver, Colorado, United States
aspect of the securities business—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing...
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Associate Regional Director - Dispute Resolution - Chicago, IL

Financial Industry Regulatory Authority, Inc. All jobs » | Chicago, Illinois, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Case Administrator - Dispute Resolution - Los Angeles, CA

Financial Industry Regulatory Authority, Inc. All jobs » | Los Angeles, California, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Senior Application Security Engineer (WAF/RASP) - Technology - Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
aspect of the securities business—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing...
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Examiner - Member Regulation, Sales Practice - Jericho, NY

Financial Industry Regulatory Authority, Inc. All jobs » | Jericho, New York, United States
of the securities business—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating...
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Communications Specialist - Corporate Communications, Media and External Communication - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Research Analyst - Office of the Chief Economist - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms...
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Examiner - Market Regulation, TFCE - FinOps - New York, NY

Financial Industry Regulatory Authority, Inc. All jobs » | New York, New York, United States
; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution...
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Data Engineer - Technology - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms...
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Counsel, Regulatory Capital Markets Policy - Office of General Counsel - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
suggestions to increase efficiency and effectiveness of office procedures. Education/Experience Requirements: Law degree from an accredited law school, admission to a bar, and a minimum of 6 - 8 years...
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Principal Research Analyst - Advanced Analytics - New York, NY

Financial Industry Regulatory Authority, Inc. All jobs » | New York, New York, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Investigator - OFDMI - Insider Trading - Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
market activity for evidence of potential insider trading in options and for possible violations of relevant FINRA rules and the federal securities laws. The position involves professional work in which...
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Enforcement Counsel - Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
analytical skills to participate in providing legal interpretations regarding laws, rules, and regulations; in drafting legal documents; and in hearings and settlements. Assigned to handle intermediate...
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