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24

trademark law, Financial Industry Regulatory Authority, Inc. jobs.

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Analyst - Market Regulation, Trading Analysis - Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
.finra.org/careers - no phone calls, please. Job Summary: The Analyst conducts routine review and investigations of unusual market activity for evidence of violations of applicable federal securities laws, FINRA and MSRB rules...
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Counsel - Litigation & Policy - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
parties with respect to FINRA's rules Provide regulatory guidance with respect to the federal securities laws and the rules and regulations thereunder Provide advice and counsel to senior management...
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Senior Application Security Engineer (WAF/RASP) - Technology - Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
aspect of the securities business—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing...
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Data Engineer - Technology - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms...
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Manager, Market Regulation - Trading Analysis - Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade...
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Examiner - Member Regulation, Sales Practice - Atlanta, GA

Financial Industry Regulatory Authority, Inc. All jobs » | Atlanta, Georgia, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Examiner - Member Regulation, Sales Practice - Boston, MA

Financial Industry Regulatory Authority, Inc. All jobs » | Boston, Massachusetts, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Examiner - Member Regulation, Sales Practice - San Francisco, CA

Financial Industry Regulatory Authority, Inc. All jobs » | San Francisco, California, United States
—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade...
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Case Administrator - Dispute Resolution - Los Angeles, CA

Financial Industry Regulatory Authority, Inc. All jobs » | Los Angeles, California, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Associate Regional Director - Dispute Resolution - Chicago, IL

Financial Industry Regulatory Authority, Inc. All jobs » | Chicago, Illinois, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Administrative Assistant - Member Regulation, Sales Practice - Philadelphia, PA

Financial Industry Regulatory Authority, Inc. All jobs » | Philadelphia, Pennsylvania, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Examiner - Member Regulation, Sales Practice - Jericho, NY

Financial Industry Regulatory Authority, Inc. All jobs » | Jericho, New York, United States
securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms...
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Senior Vice President & Deputy to the Head of Enforcement - New York, NY or Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | New York, New York, United States
for substantial sanctions such as expulsions, bars, or significant fines or restitution amounts. Ensures that teams across Enforcement analyze the facts and law in high-priority matters in a consistent...
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Associate Principal Analyst, International - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
/Experience Requirements: Bachelor’s degree required. Masters or Advanced degree preferred in international studies or financial markets or law. Minimum 5 to 8 years of relevant experience. Experience in financial services...
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Examiner - Member Regulation, Membership Application Program - New York, NY

Financial Industry Regulatory Authority, Inc. All jobs » | New York, New York, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Examiner - Member Regulation, Sales Practice - Chicago, IL

Financial Industry Regulatory Authority, Inc. All jobs » | Chicago, Illinois, United States
securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms...
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Counsel - Litigation %26 Policy - Washington, DC

Financial Industry Regulatory Authority, Inc. All jobs » | Washington, District of Columbia, United States
: * Provide interpretative advice toMember Regulation staff, FINRA membership, and other interested parties withrespect to FINRA's rules * Provideregulatory guidance with respect to the federal securities laws...
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Senior Application Security Engineer (WAF/RASP) - Technology - Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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Principal Business Analyst - Business Solutions Group -Rockville, MD

Financial Industry Regulatory Authority, Inc. All jobs » | Rockville, Maryland, United States
; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution...
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Associate Examiner - Member Regulation, Sales Practice - New York, NY

Financial Industry Regulatory Authority, Inc. All jobs » | New York, New York, United States
to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities...
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