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Compliance Analyst

Compliance Search Group LLC All jobs » | New York, NY, United States
COMPLIANCE ANALYSTA Global Financial services firm seeks a Compliance Analyst who will be responsible for assisting in all aspects of compliance with the Investment Company Act of 1940 1940 Act...
13 days ago | | Save
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VP, Compliance

Compliance Search Group LLC All jobs » | Newark, NJ, United States
An SEC registered investment adviser and division of a major global financial services firm seeks a senior compliance professional knowledgeable in investment advisory and investment company issues...
13 days ago | | Save
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Compliance Analyst

Compliance Search Group LLC All jobs » | New York, NY, United States
Our client a Boutique Investment Bank is seeking a Compliance Analyst to support their investment banking business in their New York office THE COMPLIANCE ANALYST WILL Manage and schedule...
13 days ago | | Save
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Compliance Manager

Securities Compliance Management All jobs » | Alpharetta, GA, United States
Securities Compliance Management Inc is a leading provider of compliance management solutions for independent broker dealer firms and registered investment advisors We are an Atlanta based consulting...
13 days ago | | Save
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Compliance Associate

Compliance Search Group LLC All jobs » | New York, NY, United States
A global investment and advisory firm is seeking a Compliance Associate who will be responsible leading the effort to complete due diligence for various client compliance certifications including...
13 days ago | | Save
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Senior RIA Compliance Officer

Compliance Search Group LLC All jobs » | Tucson, AZ, United States
SENIOR RIA COMPLIANCE OFFICEROur client is an independently owned SEC registered investment advisory firm approved to conduct business in 50 states Their core values center on integrity and trust...
12 days ago | | Save
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Sanctions Compliance Officer

Compliance Search Group LLC All jobs » | New York, NY, United States
A global bank broker dealer seeks a Sanctions Compliance Officer who will be responsible for maintaining day to day oversight of sanctions compliance including full responsibilities for screening...
13 days ago | | Save
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Compliance Specialist II - Dispute Resolution

RJA Compliance Administration All jobs » | Tampa, FL, United States
Job Summary Under limited supervision uses specialized knowledge and skills in securities industry compliance obtained through education experience training and certification to assist...
12 days ago | | Save
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Compliance Director -Transaction Services, Cash

Compliance Search Group LLC All jobs » | New York, NY, United States
Our client is a global bank that offers a wide array of products and servicesThe bank seeks an experienced Compliance professional for their Transactional Services divisionThe Compliance Team...
13 days ago | | Save
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Compliance Analyst, Advertising & Marketing Review

Compliance Search Group LLC All jobs » | Los Angeles, CA, United States
A top tier investment management firm and registered investment advisor seeks a Compliance Analyst who will be responsible for assisting the Chief Compliance Officer with the firms compliance program...
13 days ago | | Save
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Anti - Money Laundering - Compliance Monitoring Analyst

Compliance Search Group LLC All jobs » | New York, NY, United States
A global bank broker dealer seeks an Anti Money Laundering Compliance Monitoring Analyst who will be responsible for assisting in daily operations to ensure alerts are acted upon in a timely manner...
13 days ago | | Save
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Compliance Specialist

Kelly Services, Inc. All jobs » | White Plains, NY, United States
Title Compliance Specialist Location NY White Plains...
from Job Central | 12 days ago | | Save
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Compliance Analyst

US Script Inc. All jobs » | Orlando, FL, United States
Position Purpose Assist in maintaining compliance with all regulatory laws and standards perform compliance reporting and develop and implement compliance auditing and monitoring strategies Collect...
12 days ago | | Save
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Compliance Coordinator

Quincy Medical Group All jobs » | Quincy, IL, United States
PRIMARY JOB DUTIES Apply knowledge and experience in the review of medical record documentation financial information and employee performance to monitor compliance with governmental and other third party...
12 days ago | | Save
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Compliance Analyst

Axius Technologies, Inc All jobs » | San Jose, CA, United States
A cross regulatory Compliance Analyst with experience in PCI PII SOX HIPAA and FDA analysis Experience in working with regulatory business owners to understand compliance requirements Experience...
12 days ago | | Save
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Compliance Manager

Pro Unlimited, Inc All jobs » | Irvine, CA, United States
Position Summary The Compliance and Accreditation Supervisor reports to the Corporate Compliance and Accreditation Manager This position is responsible for overseeing and ensuring compliance...
12 days ago | | Save
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Compliance Specialist

Sanofi All jobs » | Lynnwood, WA, United States
or protected veteran status or any other characteristics protected by applicable law Compliance Specialist Quality Assurance is to provide QA oversight of the systems and procedures governing the GMP activities...
12 days ago | | Save
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Compliance Specialist

Integrated Management Resources Group, Inc. All jobs » | Cincinnati, OH, United States
Job Summary Support the Regulatory Compliance group by assisting in audit preparation audit execution and closure Responsible for executing weekly and monthly department reports and following up...
12 days ago | | Save
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Compliance Analyst

Liberty Mutual Holding Company Inc. All jobs » | Portsmouth, NH, United States
is actively searching for a Compliance Analyst In this position you will provide support and guidance to management in their assessment of the effectiveness of internal controls he will be responsible...
12 days ago | | Save
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Compliance Consultant

Scottrade, Inc. All jobs » | , MO, United States
Compliance Consultant St Louis MOJob ID 20152104 10851 Description Scottrade Inc has a Compliance Consultantposition available inSt Louis MO The main purpose of this position is to assist...
from Job Central | 12 days ago | | Save
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