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compliance jobs within Arts, Design, Entertainment, Sports, and Media category.

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Senior RIA Compliance Officer

Compliance Search Group LLC All jobs » | Tucson, AZ, United States
SENIOR RIA COMPLIANCE OFFICEROur client is an independently owned SEC registered investment advisory firm approved to conduct business in 50 states Their core values center on integrity and trust...
more than 30 days ago | | Save
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GBAM Sr Compliance Mgr

7037-GLOBAL COMPLIANCE All jobs » | New York, NY, United States
TO BE USED IN GLOBAL COMPLIANCE ONLY Implements and manages compliance programs for one or more business groups and related vendors in GBAM Exhibits Compliance influence and ensures accountability...
more than 30 days ago | | Save
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Hedge Fund - Compliance Professional

Compliance Search Group LLC All jobs » | Miami, FL, United States
HEDGE FUND COMPLIANCE PROFESSIONALAn Investment Management firm with over Billion in Assets under management is seeking a Compliance professional to join their firm Their investor base includes...
more than 30 days ago | | Save
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ERISA Compliance Specialist III – PCG

RJFS Compliance All jobs » | Tampa, FL, United States
Job Summary Under limited supervision uses specialized knowledge of retirement providers and retirement services with acquired skills in securities industry and government regulatory compliance...
more than 30 days ago | | Save
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ERISA Compliance Specialist III – PCG

RJFS Compliance All jobs » | Tampa, FL, United States
Job Summary Under limited supervision uses specialized knowledge of retirement providers and retirement services with acquired skills in securities industry and government regulatory compliance...
more than 30 days ago | | Save
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Compliance Officer

Heery International, Inc. All jobs » | Miami, FL, United States
skills to facility and infrastructure projects We are seeking a Compliance Officer for a large construction project in the Miami FL area Experience in contract management with a working knowledge of Board...
from CareerBuilder | more than 30 days ago | | Save
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Compliance Officer

The University of Tennessee System All jobs » | Knoxville, TN, United States
Chief Compliance Officer reporting to the UHS Board of Directors and the President and Chief Executive Officer of UHS the Chief Compliance Officer is responsible for the planning organizing...
from LinkUp | more than 30 days ago | | Save
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Compliance Examiner III

RJA Compliance Administration All jobs » | , , United States
to conduct and or lead onsite compliance examinations of Private Client Group offices Also conducts more complex periodic oversight reviews makes independent determinations takes appropriate remedial actions...
more than 30 days ago | | Save
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GBAM Sr Compliance Manager

7037-GLOBAL COMPLIANCE All jobs » | New York, NY, United States
Position Description The position is within Global Banking and Markets Compliance GBAM in the US Exam Management and Regulatory Relations Team Primary job responsibilities include managing GBAM...
more than 30 days ago | | Save
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Compliance Services Analyst

Sovos Compliance All jobs » | Wilmington, MA, United States
Sovos Compliance is currently seeking a highly motivated individual to join our Compliance Services team Working from our Compliance Services Center of Excellence in Wilmington MA you will use your...
from Career Rookie | more than 30 days ago | | Save
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Senior Director, Ethics Compliance Assurance

Legal Compliance-1010051 All jobs » | Nashville, TN, United States
The Senior Director Ethics Compliance Assurance provides direction oversight and assessment of complex legal regulatory and contract compliance risks and requirements Working within the Corporate...
more than 30 days ago | | Save
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Compliance Analyst

Compliance Search Group LLC All jobs » | New York, NY, United States
COMPLIANCE ANALYSTA Global Financial services firm seeks a Compliance Analyst who will be responsible for assisting in all aspects of compliance with the Investment Company Act of 1940 1940 Act...
more than 30 days ago | | Save
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Compliance Analyst

Compliance Search Group LLC All jobs » | New York, NY, United States
Our client a Boutique Investment Bank is seeking a Compliance Analyst to support their investment banking business in their New York office THE COMPLIANCE ANALYST WILL Manage and schedule...
more than 30 days ago | | Save
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Compliance Manager

Securities Compliance Management All jobs » | Alpharetta, GA, United States
Securities Compliance Management Inc is a leading provider of compliance management solutions for independent broker dealer firms and registered investment advisors We are an Atlanta based consulting...
more than 30 days ago | | Save
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Compliance Associate

Compliance Search Group LLC All jobs » | New York, NY, United States
A global investment and advisory firm is seeking a Compliance Associate who will be responsible leading the effort to complete due diligence for various client compliance certifications including...
more than 30 days ago | | Save
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Compliance Director (Healthcare Compliance)

ValueOptions Inc. All jobs » | Manhattan, NY, United States
and coordinating the New York efforts to establish and maintain an effective Compiance Program addressing compliance with governing laws regulations policies and contractual obligations The New York Program...
more than 30 days ago | | Save
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Compliance Consultant

HireNexus All jobs » | Austin, TX, United States
Compliance Consultant Summary Delivers consulting services to clients to help them achieve IT Security related business goals Works with a variety of people from different internal organizational...
from CareerBuilder | more than 30 days ago | | Save
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Compliance Advisor – Surveillance, Compliance

First Commonwealth Financial Corporation All jobs » | Waltham, MA, United States
The Compliance department works with home office staff and advisors to interpret and apply state federal and other rules and regulations governing the securities industry Commonwealth Financial...
from LinkUp | more than 30 days ago | | Save
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Dir Compliance

Community Health Systems, Inc. All jobs » | Warsaw, IN, United States
Title Dir ComplianceLocation IN WarsawJob Number 1542583Designs and implements programs policies and practices to ensure that all departments are in compliance with JCAHO HIPAA and accreditation...
from Job Central | more than 30 days ago | | Save
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Compliance Manager

Community Health Systems, Inc. All jobs » | Franklin, TN, United States
Title Compliance ManagerLocation TN Franklin Nashville Region Job Number 1469466Community Health Systems Professional Services Corporation is one of the leading operators of general acute care...
from Job Central | more than 30 days ago | | Save
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